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The Compliance Gurus
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Download Case Study
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Company Overview: The premier compliance and practice management information resource available to
the investment adviser community.
Location: Northport, Michigan
web site: www.riaserve.com/gurus.php
Industry: Financial Services
NetDocuments Usage: Document Management
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CHALLENGE
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Today's regulatory environment for investment advisors requires the ability to store, organize, and
access a large quantity of information quickly.
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SOLUTION
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"NetDocuments allows our company, The Compliance Gurus, the flexibility to provide compliance
services to financial professionals anywhere in the country in a very easy to use format."
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"NetDocuments permits us to meet our regulatory requirements for document record keeping by
providing a sophisticated platform in a user-friendly way."
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RESULTS
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"For the last year or so, I have had the good fortune to use NetDocuments as my company's
document management platform in providing regulatory compliance services to our registered
investment adviser clients. I cannot recommend your firm's services highly enough as a compliance
tool for investment advisers."
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Key Customers
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2Maisie5 Realty
4 Mile Branch Property Svcs LLC
7 Clicks
Abilita
Allan M. Scheider Associates
American Appraisal Canada Inc.
American Arbitrage
Amesos Inc
Ark
ASCEND
AXIOS Law Group, PLLC
Bachman Business Services
Ballard Law Office
Bridges & Bridges
Broad & Cassel
Brofort Inc
Brown Club of Boston
BuildAll Distributors (TCI) Ltd
Burke Williams & Sorensen
Camp Services
Carlsmith Ball LLP
CCMP Capital
Celesio
Century Tax & Financial Services
Ceridian Employer Services
Charles R. Kopecky, MD, PA
CNL Financials
Cohne Rappaport & Segal
The Compliance Gurus
Conexo
Congressman Chris Cannon
Crowley Law
Decision Support Services
Defined International
Dr. Kopecky
Dr. Rafath Quraishi
Dorsey & Whitney LLP
E & A Investments Inc.
Employ America
Ent By the Sea
Entalex Solutions
ePaperless LLC
Euromarks
Fabian & Clendenin
Faith Community Church
Forman Group
Foundation Ventures
Fowler Measle & Bell
Fund Independence in Journalism
Gibraltar 1031, LLC
Gibraltor Construction - Lee Babit
Gilmor Associates
GIV Venture Partners
Graham Land Acquisition
Hahn and Moodley LLP
Halleland Lewis Nilan & Johnson
Hamilton Martens Ballou & Sipe
Hart, King & Coldren
Hawkins & Associates
The Henderson Law Firm
Hillis Clark Martin & Peterson P.S.
Ingenuity Software
IPiphany
IronHealth
J Hue Henry P C
Jack A. Cross Associates
Jamaica National
Jeffrey Jacobson
Katz & Kleinman PLLC
Kauff McClain
Kegler, Brown, Hill & Ritter
Kennedy Covington
Kennedy Johnson LLC
Kid Gloves Music
Kimco Realty Corporation
Kustom Kinetics
Kutak Rock
Law Office of John Mietus, LLC
Law Offices of Ann Rankin
Law Offices of Astride & Howell
Law Offices of Brett Whipple
Law Offices of Howard D. Behar
Leavitt Firm
Lewis Brisbois Bisgaard & Smith
Liberty Funds Group, Inc
London Fleet
MAD Technologies
Maxi Group
McDaniel Law
McDonald & McCabe
McLeod, Watkinson Miller
McMillion & Hirtensteiner, LLP
MGandy, LLC
Michael Haberman, MD
Middleberg
Miles & Stockbridge
Mission Training International
MMA
Monfort Institute
Moore & Van Allen
Morgan & Finnegan
Morrison Law Group
MS Baptist Health Systems
MTC Partners LTD
MySherpa
Nabarro
NANA
National Assoc of Neighborhoods
National Retail Properties
Natrona
New House Strategic Counsel
Nielsen & Senior
Our House
Pacific Nursing
Pangaea Ventures Ltd
Parker Remick
Paul Hastings Janofsky & Walker
Payne & Fears LLP
Perkins Coie
Pine Tree Commercial Realty, LLC
Pooley & Oliver LLP
Portola Strategies
Prosodie Interactive
Purrington Moody LLP
Q-Biz Solutions
Queen Shoals, LLC
Rastelli Foods
RealPros
Red Mountain Law
Regio USA
Regional Nephrology Associates
Retirement Planning Resources
Rothken Law Firm
RX Trials
Salesforce.com
Schorr Law
SJ Berwin
Smith Hartvigsen PLLC
Smiths-Law LLP
Snell & Wilmer
Sovereign Investments
Spadea & Associates
Spatial Group Pty Ltd
Stagen Leadership Institute
Starpoint Resort Group
State Street Housing
Stephan, Oringher, Richman
Steptoe & Johnson
Sterling Futures
Steven Chung and Associates
Superior Transport
TCM Mortgage
TGD Consolidations
Town & Country
True North Law
Tulchinsky-Research
US NETCOM
Van Winkle Law Firm
Vear Commercial Properties Inc
Webworks Accounting Solutions Inc
Westbrook Partners
Western Legal Group, APC
Wit SAL Inc.
XMD, LLC
Xtreme Mountain Development
Xpheros Corporation
Zell Law
Zsort Agardy
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